Supply Chain Risk Management
Use Case

Supplier Compliance Certificate Verification and Expiry Tracking

An AI agent that automates the collection, verification, and ongoing management of critical compliance documents from suppliers, such as ISO certifications, organic certifications, conflict mineral reports, or social responsibility audits. It ensures that all suppliers meet compliance standards and that certifications are always up-to-date

Book a Demo Try It Now All Use Cases
Process Details

Inputs

Supplier compliance documents (PDF, JPG, PNG formats). Supplier master data from ERP.

Outputs

Updated supplier records with compliance status Up-to-date repository of supplier compliance documents Alerts for expiring or missing certifications

Systems

ERP System (e.g., SAP, Oracle NetSuite) - for supplier master data SharePoint Email Client (e.g., Outlook, Gmail)

The Challenge

Manual processes
create real problems.

  1. 1

    High potential for costly errors from manual data handling.

  2. 2

    Significant time and resources are spent on repetitive, low-value work.

  3. 3

    The manual process is difficult to scale without increasing headcount.

  4. 4

    Process bottlenecks lead to delays and missed deadlines.

The Solution

Describe it in English.
It runs deterministically.

  1. 1

    Document Ingestion

    The AI agent ingests new or updated supplier compliance certificates submitted by suppliers via a designated Email Inbox or as part of an onboarding workflow.

  2. 2

    Data Extraction

    The agent reads the document (e.g., an ISO 9001 certificate PDF) and extracts key information from the unstructured format, including the supplier's name, certificate type, certificate number, issuing body, and, most importantly, the certificate's expiry date.

  3. 3

    Data Validation & Verification

    The agent validates the extracted data by matching the supplier name to a record in the ERP System. It can also perform basic validation on the certificate format or, in advanced cases, check the certificate number against the issuing body's public database via web automation.

  4. 4

    System of Record Update

    Upon successful validation, the AI agent updates the supplier's master record in the ERP System with the certificate details and expiry date.

  5. 5

    Proactive Expiry Monitoring & Alerting

    The agent monitors the expiry dates in ERP for all managed documents. It automatically triggers reminder notifications via Email to both the internal procurement manager and the supplier 90, 60, and 30 days before a certificate expires, requesting an updated document.

Primary Benefits

What you gain with
Kognitos automation.

Increase Efficiency

Dramatically reduce the time and manual effort required to complete the process.

Enhance Accuracy

Eliminate human error to ensure data integrity and reduce financial risk.

Empower Employees

Free your team from monotonous tasks, allowing them to focus on strategic work that requires their expertise.

Improve Scalability

Handle growing volumes of work without a proportional increase in operational costs.

Ensure Transparency

Maintain a complete, auditable trail of every action the AI agent takes, described in plain English.

Challenges

Solution

This use case solution follows these general steps at a high level:

  1. Document IngestionThe AI agent ingests new or updated supplier compliance certificates submitted by suppliers via a designated Email Inbox or as part of an onboarding workflow.
  2. Data ExtractionThe agent reads the document (e.g., an ISO 9001 certificate PDF) and extracts key information from the unstructured format, including the supplier's name, certificate type, certificate number, issuing body, and, most importantly, the certificate's expiry date.
  3. Data Validation & VerificationThe agent validates the extracted data by matching the supplier name to a record in the ERP System. It can also perform basic validation on the certificate format or, in advanced cases, check the certificate number against the issuing body's public database via web automation.
  4. System of Record UpdateUpon successful validation, the AI agent updates the supplier's master record in the ERP System with the certificate details and expiry date.
  5. Proactive Expiry Monitoring & AlertingThe agent monitors the expiry dates in ERP for all managed documents. It automatically triggers reminder notifications via Email to both the internal procurement manager and the supplier 90, 60, and 30 days before a certificate expires, requesting an updated document.

Ready to automate this process?

See how Kognitos handles supplier compliance certificate verification and expiry tracking with zero hallucination.

Book a Demo